6 ways to manage changes with clients and staff in the face of regulation

Once upon a time, a prospect might come through one of Daniel K. Charley’s financial planning workshops, say they were interested in an annuity they heard about, and the seven-year...

6 actions to take during the Department of Labor’s fiduciary rule delay

Perhaps you hoped and thought that, by now, it would be clear what would happen and when regarding the U.S. Department of Labor’s fiduciary rule — created with the intent...

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