Develop a detailed process to maintain compliance
You’ve probably read numerous articles exhorting you to put a process in place to maintain compliance. The problem is, there are far fewer pieces about how you create a process....
Tag Archives: financial planning
Determining fees for the upcoming fiduciary rule
The U.S. Department of Labor fiduciary rule will result in many advisors adjusting from a commission-based business to a fee-based practice. Juli McNeely, CFP, CLU, of Spencer, Wisconsin, has started...
Don’t let your clients be too late for coverage
Written by four-year MDRT member Victoria Joy Avedesian, CLTC, managing director at Capstone Partners, in Newport Beach, California. The benefit of disability insurance was something I experienced firsthand a few years...
